1.3 Futu Clearing Inc. 2021 1 2021-04-28T11:11:51Z 2021 1 100.00 6.25 48.44 45.31 0.00 SPDR 96.88 50.00 100.00 100.00 0.00 0.0000 -10.0000 -1.0000 -10.0000 -1.0000 -10.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met CDRG 3.12 50.00 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 100.00 43.66 36.62 19.72 0.00 CDRG 54.93 67.74 53.85 28.57 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met SPDR 45.07 32.26 46.15 71.43 0.00 0.0000 -10.0000 0.0000 -10.0000 0.0000 -10.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 0.00 0.00 0.00 0.00 0.00 2021 2 0.00 0.00 0.00 0.00 0.00 100.00 25.00 39.29 35.71 0.00 SPDR 75.00 28.57 81.82 100.00 0.00 -6.0000 -10.0000 -6.0000 -10.0000 0.0000 -10.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met CDRG 25.00 71.43 18.18 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 0.00 0.00 0.00 0.00 0.00 2021 3 100.00 50.00 50.00 0.00 0.00 CDRG 100.00 100.00 100.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 100.00 8.51 44.68 46.81 0.00 SPDR 63.83 50.00 57.14 72.73 0.00 -2.0000 -10.0000 -2.0000 -10.0000 -2.0000 -10.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met CDRG 36.17 50.00 42.86 27.27 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 0.00 0.00 0.00 0.00 0.00