1.3 Futu Clearing Inc. 2021 4 2022-01-31T08:03:57Z 2021 10 100.00 7.20 23.64 69.16 0.00 VALR 35.36 40.13 34.17 35.27 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met SPDR 32.43 30.59 31.76 32.84 0.00 4136.8452 4339.5000 12706.9238 4339.5000 19722.5938 4339.5000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met CDRG 32.21 29.28 34.07 31.88 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 100.00 4.53 35.61 59.87 0.00 VALR 35.39 33.03 35.79 35.33 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met SPDR 35.12 32.58 35.24 35.25 0.00 321359.5000 4339.5000 3517262.0000 4339.5000 3165330.0000 4339.5000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met CDRG 29.49 34.39 28.97 29.42 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 100.00 7.28 41.85 50.87 0.00 IBKR 95.89 99.06 96.17 95.22 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to IBKR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met GEBB 2.08 0.29 2.00 2.40 0.00 8.6895 33.4210 1034.3800 33.4210 1245.2665 33.4210 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to GEBB and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met CDRG 2.03 0.65 1.83 2.39 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 2021 11 100.00 8.57 20.33 71.10 0.00 VALR 35.78 34.88 34.91 36.14 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met CDRG 32.89 34.75 36.76 31.56 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met SPDR 31.33 30.37 28.33 32.30 0.00 2207.0305 1576.0001 5893.1367 1576.0000 12451.6611 1576.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 100.00 4.13 23.25 72.62 0.00 VALR 36.59 33.12 36.23 36.90 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met SPDR 33.08 31.35 32.90 33.24 0.00 84034.3672 1576.0000 946111.8750 1576.0000 1360758.3750 1575.9999 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met CDRG 30.32 35.53 30.86 29.86 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 100.00 5.77 41.64 52.59 0.00 IBKR 100.00 100.00 100.00 100.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to IBKR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 2021 12 100.00 8.68 19.52 71.79 0.00 VALR 37.43 33.48 38.07 37.73 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met CDRG 33.94 36.59 36.49 32.93 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met SPDR 28.63 29.93 25.44 29.34 0.00 751.0598 1567.3201 4067.9790 1567.3201 9494.3545 1567.3199 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 100.00 3.82 26.63 69.55 0.00 VALR 38.42 36.29 38.41 38.54 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met CDRG 32.09 36.01 32.73 31.63 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to CDRG and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met SPDR 29.49 27.70 28.86 29.83 0.00 133594.1250 1567.3199 1266055.5000 1567.3199 1538018.6250 1567.3199 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met 100.00 4.70 42.04 53.26 0.00 IBKR 100.00 100.00 100.00 100.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to IBKR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met