1.3 Futu Clearing Inc. 2022 1 2022-04-30T15:09:46Z 2022 1 100.00 4.23 20.35 75.42 0.00 VALR 39.82 37.21 39.00 40.18 0.00 -101.8270 -7.5187 -558.1718 -7.5187 -1142.1725 -7.5187 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. CDRG 34.25 39.44 36.66 33.31 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.003 per share or less, and for extended hours orders the rate is $0.0002 per share or less. SPDR 25.93 23.35 24.34 26.51 0.00 46.9505 8.8504 375.9252 8.8504 769.5706 8.8504 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. 100.00 3.38 28.21 68.41 0.00 VALR 40.45 38.39 40.01 40.73 0.00 -1959.3657 -7.5187 -28001.4512 -7.5187 -32678.1992 -7.5187 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. CDRG 34.01 38.19 34.79 33.48 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.003 per share or less, and for extended hours orders the rate is $0.0002 per share or less. SPDR 25.55 23.42 25.20 25.79 0.00 1470.6471 8.8504 23626.9414 8.8504 24553.0781 8.8504 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. 100.00 2.62 45.35 52.03 0.00 GEBB 50.22 50.17 49.95 50.46 0.00 5310.8125 36.2241 89305.7578 36.2241 96081.1094 36.2241 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other complex orders the payment rate is $0.90 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract or less, and for all other marketable orders the payment rate is $1.00 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other non-marketable orders the payment rate is $0.90 per contract or less. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. CDRG 49.78 49.83 50.05 49.54 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other complex orders the payment rate is $0.90 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract or less, and for all other marketable orders the payment rate is $1.00 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other non-marketable orders the payment rate is $0.90 per contract or less. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. 2022 2 100.00 4.15 21.05 74.79 0.00 VALR 49.25 44.87 46.96 50.15 0.00 -179.5460 -7.5417 -597.2053 -7.5417 -1448.8043 -7.5417 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. CDRG 39.97 44.70 42.76 38.92 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.003 per share or less, and for extended hours orders the rate is $0.0002 per share or less. SPDR 10.78 10.43 10.28 10.94 0.00 35.4556 10.6547 216.8080 10.6547 484.0820 10.6547 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. 100.00 4.38 30.39 65.23 0.00 VALR 50.43 45.42 49.77 51.08 0.00 -3438.3552 -7.5417 -34148.7461 -7.5417 -40451.2383 -7.5417 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. CDRG 38.92 44.53 39.67 38.20 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.003 per share or less, and for extended hours orders the rate is $0.0002 per share or less. SPDR 10.64 10.06 10.56 10.72 0.00 1057.6432 10.6547 9520.9775 10.6547 12013.2480 10.6547 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. 100.00 3.59 44.71 51.70 0.00 GEBB 50.06 50.01 49.86 50.23 0.00 10257.4824 36.1637 141468.2031 36.1637 151026.2656 36.1637 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other complex orders the payment rate is $0.90 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract or less, and for all other marketable orders the payment rate is $1.00 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other non-marketable orders the payment rate is $0.90 per contract or less. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. CDRG 49.94 49.99 50.14 49.77 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other complex orders the payment rate is $0.90 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract or less, and for all other marketable orders the payment rate is $1.00 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other non-marketable orders the payment rate is $0.90 per contract or less. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. 2022 3 100.00 5.69 20.98 73.33 0.00 VALR 48.91 45.88 47.45 49.56 0.00 -358.4278 -9.2417 -1879.4780 -9.2421 -3272.1970 -9.2419 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. CDRG 40.17 43.79 42.19 39.31 0.00 556.7924 14.4041 2404.4094 14.4030 4262.0420 14.4036 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.003 per share or less, and for extended hours orders the rate is $0.0002 per share or less. SPDR 10.92 10.33 10.36 11.13 0.00 66.6005 7.7553 263.0170 7.5237 606.0496 7.6152 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. 100.00 3.97 29.92 66.11 0.00 VALR 49.95 45.18 49.38 50.49 0.00 -15231.7373 -9.2418 -212472.4688 -9.2417 -217628.3750 -9.2417 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. CDRG 39.18 44.75 39.95 38.50 0.00 25285.0117 14.4038 287910.9375 14.4034 269704.5000 14.4032 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.003 per share or less, and for extended hours orders the rate is $0.0002 per share or less. SPDR 10.87 10.07 10.67 11.01 0.00 2621.7795 7.5960 39049.6758 7.5702 38738.1289 7.7048 0.0000 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to SPDR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. 100.00 3.06 44.04 52.90 0.00 GEBB 50.02 51.09 49.90 50.06 0.00 19990.6367 37.0053 343175.7188 37.0053 388716.3125 37.0053 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other complex orders the payment rate is $0.90 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract or less, and for all other marketable orders the payment rate is $1.00 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other non-marketable orders the payment rate is $0.90 per contract or less. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. CDRG 49.98 48.91 50.10 49.94 0.00 15085.3652 27.9080 259008.1250 27.9080 288684.9062 27.9080 0.0000 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other complex orders the payment rate is $0.90 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract or less, and for all other marketable orders the payment rate is $1.00 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract or less, and for all other non-marketable orders the payment rate is $0.90 per contract or less. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker.