1.3 FUTU 2022 3 2022-11-03T13:47:09Z 2022 07 100.00 1.56 0.04 0.29 98.11 CITADEL SECURITIES LLC 45.63 58.96 57.33 60.26 45.37 1939.83 9.9796 9498.53 9.9880 45020.59 28.7032 8616.41 12.8109 Futu Clearing, Inc. receives payment for routing listed equity order flow to CDRG. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Americas, LLC 22.73 29.41 31.41 30.36 22.60 990.94 10.0000 4696.31 10.0000 21366.17 29.8523 5061.34 14.7427 Futu Clearing, Inc. receives payment for routing listed equity order flow to NITE. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Agency 17.98 1.56 0.59 0.28 18.31 -1.83 -5.0000 -431.22 -5.0000 -932.98 -5.0000 0.00 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. Dash/IMC Financial Markets 7.97 5.67 7.56 4.77 8.02 -227.05 -22.7029 -2.03 -16.3537 0.00 0.0000 -727.05 -21.8272 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to DFIN and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met Speedroute, LLC 5.69 4.39 3.11 4.34 5.71 37.75 2.5000 0.40 2.5000 0.51 2.5000 566.75 2.5000 Futu Clearing, Inc. receives payment for routing listed equity order flow to SPDR. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. 100.00 1.54 0.09 0.32 98.04 CITADEL SECURITIES LLC 46.37 59.37 62.10 60.20 46.11 13482.44 8.4823 108725.87 7.4387 381599.61 22.1691 31096.16 5.3155 Futu Clearing, Inc. receives payment for routing listed equity order flow to CDRG. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Americas, LLC 23.01 29.51 28.40 31.06 22.88 7226.52 8.4150 60563.27 7.6807 180358.70 24.2299 24339.79 8.1730 Futu Clearing, Inc. receives payment for routing listed equity order flow to NITE. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Agency 16.94 1.36 0.00 0.19 17.25 -41.33 -5.0000 -10499.85 -5.0000 -15843.56 -5.0000 -10.41 -5.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met Dash/IMC Financial Markets 7.92 5.36 5.81 4.86 7.97 -957.11 -11.7105 -1.55 -0.7044 0.00 0.0000 -4148.43 -8.5646 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to DFIN and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. Speedroute, LLC 5.76 4.40 3.69 3.68 5.79 280.81 2.5000 15.72 2.5000 10.81 2.5000 7758.50 2.5000 Futu Clearing, Inc. receives payment for routing listed equity order flow to SPDR. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. 100.00 1.06 7.29 91.65 0.00 Global Execution Brokers, LP 48.62 49.11 48.59 48.62 0.00 41177.10 46.1156 486439.10 48.0945 672222.10 42.4782 0.00 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to GEB. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other complex orders the payment rate is $0.90 per contract. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract, and for all other marketable orders the payment rate is $1.00 per contract. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other non-marketable orders the payment rate is $0.90 per contract. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. CITADEL SECURITIES LLC 48.41 47.94 48.42 48.42 0.00 45818.00 50.9933 578628.50 50.4978 629741.80 42.6965 0.00 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to CDRG. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other complex orders the payment rate is $0.90 per contract. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract, and for all other marketable orders the payment rate is $1.00 per contract. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other non-marketable orders the payment rate is $0.90 per contract. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. Dash/IMC Financial Markets 2.96 2.95 2.99 2.96 0.00 3321.50 50.3868 33430.70 53.0646 43945.50 42.9957 0.00 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to DASH. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other complex orders the payment rate is $0.90 per contract. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract, and for all other marketable orders the payment rate is $1.00 per contract. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other non-marketable orders the payment rate is $0.90 per contract. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. 2022 08 100.00 1.78 0.05 0.38 97.78 CITADEL SECURITIES LLC 45.91 59.86 60.62 61.43 45.58 1893.16 9.9474 9918.79 9.9987 43973.37 28.9066 7427.37 11.9695 Futu Clearing, Inc. receives payment for routing listed equity order flow to CDRG. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Americas, LLC 23.30 30.45 32.49 31.23 23.14 1109.94 10.0000 5771.97 10.0000 21490.53 29.8668 4813.67 14.4335 Futu Clearing, Inc. receives payment for routing listed equity order flow to NITE. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Agency 20.34 2.12 0.23 0.05 20.76 -2.19 -5.0000 -414.47 -5.0000 -1005.67 -5.0000 0.00 0.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. Dash/IMC Financial Markets 9.35 6.76 6.08 6.39 9.42 -443.31 -38.0701 -1.16 -14.9923 0.00 0.0000 -799.41 -23.7953 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to DFIN and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met Speedroute, LLC 1.09 0.80 0.57 0.90 1.10 -18.12 -10.0000 -0.07 -10.0000 -2.42 -29.7537 -626.87 -15.8038 Futu Clearing, Inc. receives payment for routing listed equity order flow to SPDR. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. 100.00 1.73 0.26 0.45 97.55 CITADEL SECURITIES LLC 46.93 60.09 61.37 61.21 46.59 20047.04 8.8030 132731.34 7.7546 470731.89 22.9883 36321.03 5.0605 Futu Clearing, Inc. receives payment for routing listed equity order flow to CDRG. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Americas, LLC 23.42 30.36 31.61 31.22 23.24 10320.03 8.8705 75251.96 7.9072 217939.90 24.2868 32602.55 8.7231 Futu Clearing, Inc. receives payment for routing listed equity order flow to NITE. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Agency 17.70 1.63 0.04 0.06 18.12 -31.63 -5.0000 -13248.32 -5.0000 -20258.61 -5.0000 -5.06 -5.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met Dash/IMC Financial Markets 10.79 7.01 6.56 6.59 10.89 -1391.05 -11.6081 -14.75 -1.6027 0.00 0.0000 -5701.60 -9.0897 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to DFIN and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. Speedroute, LLC 1.15 0.91 0.43 0.92 1.16 -326.71 -9.6553 -61.72 -10.0488 -66.87 -29.9722 -8203.90 -11.2756 Futu Clearing, Inc. receives payment for routing listed equity order flow to SPDR. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. 100.00 1.00 8.11 90.89 0.00 CITADEL SECURITIES LLC 48.19 47.98 47.85 48.22 0.00 43947.50 50.9294 735361.10 50.5933 676444.50 42.9297 0.00 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to CDRG. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other complex orders the payment rate is $0.90 per contract. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract, and for all other marketable orders the payment rate is $1.00 per contract. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other non-marketable orders the payment rate is $0.90 per contract. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. Global Execution Brokers, LP 47.77 47.97 47.94 47.75 0.00 40437.30 46.6399 606453.40 47.3638 749916.20 42.4131 0.00 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to GEB. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other complex orders the payment rate is $0.90 per contract. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract, and for all other marketable orders the payment rate is $1.00 per contract. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other non-marketable orders the payment rate is $0.90 per contract. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. Dash/IMC Financial Markets 4.04 4.05 4.21 4.02 0.00 4106.50 50.4174 67925.30 51.6817 66332.80 43.3610 0.00 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to DASH. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other complex orders the payment rate is $0.90 per contract. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract, and for all other marketable orders the payment rate is $1.00 per contract. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other non-marketable orders the payment rate is $0.90 per contract. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. 2022 09 100.00 1.68 0.11 0.37 97.84 CITADEL SECURITIES LLC 45.20 60.31 58.40 60.95 44.87 1398.51 9.9849 10595.76 9.9991 45153.95 29.0415 7735.09 12.4723 Futu Clearing, Inc. receives payment for routing listed equity order flow to CDRG. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Americas, LLC 22.66 30.34 33.51 31.21 22.49 730.04 10.0000 5468.07 10.0000 22949.51 29.8567 4657.38 14.8181 Futu Clearing, Inc. receives payment for routing listed equity order flow to NITE. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Agency 20.97 1.68 0.31 0.00 21.40 -1.79 -5.0000 -374.84 -5.0000 -1032.74 -5.0000 -0.00 -5.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. Dash/IMC Financial Markets 8.31 5.59 6.03 5.75 8.37 -120.97 -21.3429 -1.29 -14.3503 0.00 0.0000 -609.53 -19.0719 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to DFIN and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met Speedroute, LLC 2.85 2.09 1.76 2.09 2.87 -43.60 -10.0000 -2.94 -10.0000 -5.26 -29.9544 -1999.66 -16.5153 Futu Clearing, Inc. receives payment for routing listed equity order flow to SPDR. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. 100.00 2.26 0.21 0.47 97.07 CITADEL SECURITIES LLC 45.72 59.95 59.76 60.14 45.29 32781.61 8.3792 120974.27 8.6253 387573.84 24.3296 26545.97 5.0118 Futu Clearing, Inc. receives payment for routing listed equity order flow to CDRG. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Americas, LLC 22.97 30.37 30.09 31.11 22.75 17605.55 9.0168 65298.09 8.6095 180781.11 25.9435 23563.32 8.7521 Futu Clearing, Inc. receives payment for routing listed equity order flow to NITE. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. Virtu Agency 18.36 1.27 0.12 0.30 18.89 -54.73 -5.0000 -9805.87 -5.0000 -13254.86 -5.0000 -18.70 -5.0000 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to VALR and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met Dash/IMC Financial Markets 9.91 6.24 7.72 6.24 10.02 -2008.24 -13.3860 -40.03 -5.3876 0.00 0.0000 -4534.44 -9.6987 Futu Clearing Inc pays exchange, regulatory, market data and clearing fees to DFIN and receives exchange rebates as credits where applicable Futu Clearing Inc also receives incremental pricing benefits if certain volume thresholds are met. Speedroute, LLC 3.04 2.16 2.31 2.22 3.07 -1076.35 -9.4671 -48.48 -9.1836 -193.33 -29.9124 -19044.06 -12.5924 Futu Clearing, Inc. receives payment for routing listed equity order flow to SPDR. For marketable orders the payment rate is $0.001 per share, for non-marketable orders the rate is $0.003 per share, and for extended hours orders the rate is $0.0002 per share. 100.00 1.17 9.39 89.44 0.00 CITADEL SECURITIES LLC 48.00 47.72 48.08 47.99 0.00 50254.50 50.2384 769348.10 49.8605 626319.20 42.1253 0.00 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to CDRG. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other complex orders the payment rate is $0.90 per contract. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract, and for all other marketable orders the payment rate is $1.00 per contract. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other non-marketable orders the payment rate is $0.90 per contract. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. Global Execution Brokers, LP 47.96 48.44 47.91 47.96 0.00 47240.00 45.4734 609269.20 47.3256 719395.10 41.8774 0.00 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to GEB. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other complex orders the payment rate is $0.90 per contract. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract, and for all other marketable orders the payment rate is $1.00 per contract. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other non-marketable orders the payment rate is $0.90 per contract. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker. Dash/IMC Financial Markets 4.04 3.84 4.01 4.05 0.00 7740.50 50.0356 56628.80 51.9311 62819.30 41.8502 0.00 0.0000 Futu Clearing, Inc. receives payment for routing multi-listed option order flow to DASH. For complex orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other complex orders the payment rate is $0.90 per contract. For marketable orders on classes in the penny interval program the payment rate is $0.50 per contract, and for all other marketable orders the payment rate is $1.00 per contract. For non-marketable orders on classes in the penny interval program the payment rate is $0.40 per contract, and for all other non-marketable orders the payment rate is $0.90 per contract. All market makers pay the same rate for each respective order flow type. Futu Clearing, Inc. does not negotiate payment as a condition for sending more order flow to a market maker.